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Alison Walpole Stewart

Northern Trust Investments, Incorporated

Chicago, IL

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Current Employers
Northern Trust Investments, Incorporated

50 S Lasalle Street, Chicago, IL 60603-1008 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2016-12-15
  • IL RA
    APPROVED
    Since 2016-12-15

Branch Locations

181 West Madison, Chicago, IL 60603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northern Trust Bank Chicago IL 12/2003 Present
Northern Trust Securities, Inc. Chicago IL 01/2004 Present
  • 12/2003 → Present
    Northern Trust Bank
    Chicago, IL
  • 01/2004 → Present
    Northern Trust Securities, Inc.
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-05-18
S63 Uniform Securities Agent State Law Examination 1993-10-06
  • S65 Uniform Investment Adviser Law Examination
    2015-05-18
  • S63 Uniform Securities Agent State Law Examination
    1993-10-06
Other Names
  • Alison Walpole
  • Christa Alison Walpole
  • Christa Alison Stewart
  • Christa Alison Stewart

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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