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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2010-06-04
  • TX RA
    APPROVED_RES
    Since 2010-06-04

Branch Locations

5300 Meadows Rd Suite 300, Lake Oswego, OR 97035-3229 • United States

Portland, OR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Piper Jaffray & Co Portland OR 05/2004 Present
Ubs Financial Services Inc. Portland OR 08/2006 Present
Other Businesses

1) INDEPENDENT REFEREE CONTRACTOR / REFEREE SOCCER GAMES FOR MULTIPLE ORGANIZATIONS / 3070 NE 41ST AVE PORTLAND, OREGON 97212 / REFEREE / START DATE 09/01/2010 - / 4 HRS PER MONTH. 2)ALAMEDA SOCCER CLUB / EQUIPMENT MANAGER, VOTING MEMBER OF THE BOARD. MANAGE EQUIPMENT ORDERING AND DISPERSEMENT. VOTE ON ISSUES CONCERNING CLUB OPERATIONS. / START DATE 12/19/2006 / 3 HRS PER MONTH. 3) Noel Jackson Real Estate LLCUnited States, Oregon United States OR, My wife made me a Member of her LLC, in case something happens to her.Real Estate, Real Estate Sales, Successor, May invest or sell money market funds or do money transfer requests, start date-2/7/2025. 4) 2023 Eastlake Associates LLC, SeattleWAUnited States-98102, LLCReal Estate, Ownership of 5 unit apartment building, I have been appointed as a Governor of the LLC as a backup to the two primary Governors in case of their demise. They are my parents, None, unless both of the other officers are incapacitated or deceased, start date-5/7/2025. 5) Lanning Apartments LLC, SeattleWAUnited States-98102, LLC Real Estate, Ownership of 11 unit apartment building, I have been appointed as a Governor of the LLC as a backup to the two primary Governors in case of their demise. They are my parents, None, unless both of the other officers are incapacitated or deceased, start date-05/7/2025.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-06-04
S63 Uniform Securities Agent State Law Examination 1993-10-22
  • S65 Uniform Investment Adviser Law Examination
    2003-06-04
  • S63 Uniform Securities Agent State Law Examination
    1993-10-22
Other Names
  • David Ian Jackson

View on SEC IAPD

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