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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2010-06-04 |
Branch Locations
5300 Meadows Rd Suite 300, Lake Oswego, OR 97035-3229 • United States
Portland, OR • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Piper Jaffray & Co | Portland | OR | 05/2004 | Present |
| Ubs Financial Services Inc. | Portland | OR | 08/2006 | Present |
1) INDEPENDENT REFEREE CONTRACTOR / REFEREE SOCCER GAMES FOR MULTIPLE ORGANIZATIONS / 3070 NE 41ST AVE PORTLAND, OREGON 97212 / REFEREE / START DATE 09/01/2010 - / 4 HRS PER MONTH. 2)ALAMEDA SOCCER CLUB / EQUIPMENT MANAGER, VOTING MEMBER OF THE BOARD. MANAGE EQUIPMENT ORDERING AND DISPERSEMENT. VOTE ON ISSUES CONCERNING CLUB OPERATIONS. / START DATE 12/19/2006 / 3 HRS PER MONTH. 3) Noel Jackson Real Estate LLCUnited States, Oregon United States OR, My wife made me a Member of her LLC, in case something happens to her.Real Estate, Real Estate Sales, Successor, May invest or sell money market funds or do money transfer requests, start date-2/7/2025. 4) 2023 Eastlake Associates LLC, SeattleWAUnited States-98102, LLCReal Estate, Ownership of 5 unit apartment building, I have been appointed as a Governor of the LLC as a backup to the two primary Governors in case of their demise. They are my parents, None, unless both of the other officers are incapacitated or deceased, start date-5/7/2025. 5) Lanning Apartments LLC, SeattleWAUnited States-98102, LLC Real Estate, Ownership of 11 unit apartment building, I have been appointed as a Governor of the LLC as a backup to the two primary Governors in case of their demise. They are my parents, None, unless both of the other officers are incapacitated or deceased, start date-05/7/2025.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-06-04 |
| S63 | Uniform Securities Agent State Law Examination | 1993-10-22 |
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