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Current Employers
Independent Financial Group, Llc

12671 High Bluff Dr Suite 200, San Diego, CA 92130 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-01-02
TX RA APPROVED 2015-07-07
  • CA RA
    APPROVED
    Since 2026-01-02
  • TX RA
    APPROVED
    Since 2015-07-07

Branch Locations

701 Palomar Airport Road Suite 125, Carlsbad, CA 92011 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Independent Financial Group Carlsbad CA 07/2015 Present
  • 07/2015 → Present
    Independent Financial Group
    Carlsbad, CA
Previous Registrations
  • 2003-08-08 → 2015-07-22
    Encinitas, CA
    Carlsbad, CA
  • 2002-03-23 → 2003-09-03
    Osaic Fa, Inc.
    Encinitas, CA
Other Businesses

(1) INSURANCE POSITION: Agent/Representative NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 11/01/2013 ADDRESS: 701 Palomar Airport Road, Suite 125, Carlsbad CA 92011, United States DESCRIPTION: CA INSURANCE AGENT OFFERING THE SALE OF LIFE, HEALTH, UNIVERSAL LIFE, DISABILITY INSURANCE AND LTC SINCE 2013. NON-INVESTMENT RELATED. 5% TIME SPENT. BUSINESS CONDUCTED AT ADDRESS OF RECORD. (2) RENTAL PROPERTY POSITION: Agent/Representative NATURE: Real Estate Sales/Rental Properties/Property Management INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/20/2015 ADDRESS: 701 Palomar Airport Road, Suite 125, Carlsbad CA 92011, United States DESCRIPTION: 100% OWNER OF TWO SUB-LEASED OFFICE SPACES. RENTERS DO NOT WORK IN OR ARE AFFILIATED WITH THE SECURITIES INDUSTRY. (3) MCCLURE WEALTH MANAGEMENT POSITION: Agent/Representative NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 180 SECURITIES TRADING HOURS: 150 START DATE: 07/01/2015 ADDRESS: 701 Palomar Airport Road, Suite 125, Carlsbad CA 92011, United States DESCRIPTION:100% OWNER OF DBA MCCLURE WEALTH MANAGEMENT FOR MARKETING PURPOSES. (4) PROJECT BLU, INC POSITION: Officer/Director NATURE: Other: INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 2 START DATE: 08/15/2022 ADDRESS: 701 Palomar Airport Road, Suite 125, Carlsbad CA 92011, United States DESCRIPTION: OWNER.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-10-05
S63 Uniform Securities Agent State Law Examination 1993-09-27
  • S65 Uniform Investment Adviser Law Examination
    1993-10-05
  • S63 Uniform Securities Agent State Law Examination
    1993-09-27

View on SEC IAPD

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