Best Investors
Account
Sign in
Best Investors
Account
Sign in
880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2005-08-18 |
| FL | RA | APPROVED | 1993-11-30 |
Branch Locations
Palm Harbor, FL • United States
2536 Countryside Blvd 6Th Floor Suite 601, Clearwater, FL 33763 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc. | Clearwater | FL | 11/1993 | Present |
(1)Name of Business: Hom Address: 2963 Shannon Circle, Palm Harbor, FL, 34684, United States Activity Type: Control Person Position/Title: Trustee (Acting), Other (Acting) Investment Related: Yes Start Date: 09/04/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Trustee/Successor Trustee. I am the Co-Trustee with my Sister, Karen Chu, on our Mom's Trust. Currently, my Mom handles all the decisions. I was added as co-trustee when my Dad was alive to manage his financial affairs if my Mom became incapacitated. In Oct 2021, my Mom resigned as Co-Trustee and my Sister was named in her place.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-03-11 |
| S63 | Uniform Securities Agent State Law Examination | 1993-12-22 |
Reach out to this advisor