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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2023-06-29 |
Branch Locations
1903 North 3Rd Street Suite 100, Saint Peter, MN 56082 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc (Formerly: Linsco/Private Ledger) | N. Mankato | MN | 07/2007 | 11/2021 |
| Nicollet County St. Peter Bank | St Peter | MN | 07/2007 | 05/2019 |
| Frandsen Bank & Trust | N. Mankato | MN | 05/2019 | 11/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 11/2021 | Present |
| Mapvest Wealth Management | St Peter | MN | 11/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE POSITION/TITLE/RELATIONSHIP: REGISTERED REPRESENTATIVE START DATE: 8/1993 APX NUMBER OF HOURS PER WEEK: 3 APX NUMBER OF HOURS DURING TRADING HOURS: 3 BRIEF DESCRIPTION OF DUTIES: I WILL PROVIDE INSURANCE SERVICES TO CLIENTS WHEN NEEDED. SALES OF LIFE, HEALTH, DISABILITY, ANNUITIES, LONG-TERM CARE; 2. NAME OF OTHER BUSINESS: MAPVEST WEALTH MANAGEMENT INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED ADDRESS NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES START DATE: 11/2021 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 4 APX NUMBER OF HOURS DURING TRADING HOURS: 4 BRIEF DESCRIPTION OF DUTIES: DBA WILL BE USED FOR SECURITIES BUSINESS WITH CLIENTS AND FOR MARKETING PURPOSES;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-01-08 |
| S63 | Uniform Securities Agent State Law Examination | 1993-09-07 |
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