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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-06-29
  • MN RA
    APPROVED
    Since 2023-06-29

Branch Locations

1903 North 3Rd Street Suite 100, Saint Peter, MN 56082 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc (Formerly: Linsco/Private Ledger) N. Mankato MN 07/2007 11/2021
Nicollet County St. Peter Bank St Peter MN 07/2007 05/2019
Frandsen Bank & Trust N. Mankato MN 05/2019 11/2021
Cetera Wealth Services, Llc El Segundo CA 11/2021 Present
Mapvest Wealth Management St Peter MN 11/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 07/2007 → 11/2021
    Lpl Financial, Llc (Formerly: Linsco/Private Ledger)
    N. Mankato, MN
  • 07/2007 → 05/2019
    Nicollet County St. Peter Bank
    St Peter, MN
  • 05/2019 → 11/2021
    Frandsen Bank & Trust
    N. Mankato, MN
  • 11/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 11/2021 → Present
    Mapvest Wealth Management
    St Peter, MN
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2007-07-18 → 2021-12-14
    St. Peter, MN
    N. Mankato, MN
  • 2004-12-13 → 2007-07-19
    Wells Fargo Investments, Llc
    Mankato, MN
    Mankato, MN
    Mankato, MN
Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE POSITION/TITLE/RELATIONSHIP: REGISTERED REPRESENTATIVE START DATE: 8/1993 APX NUMBER OF HOURS PER WEEK: 3 APX NUMBER OF HOURS DURING TRADING HOURS: 3 BRIEF DESCRIPTION OF DUTIES: I WILL PROVIDE INSURANCE SERVICES TO CLIENTS WHEN NEEDED. SALES OF LIFE, HEALTH, DISABILITY, ANNUITIES, LONG-TERM CARE; 2. NAME OF OTHER BUSINESS: MAPVEST WEALTH MANAGEMENT INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED ADDRESS NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES START DATE: 11/2021 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 4 APX NUMBER OF HOURS DURING TRADING HOURS: 4 BRIEF DESCRIPTION OF DUTIES: DBA WILL BE USED FOR SECURITIES BUSINESS WITH CLIENTS AND FOR MARKETING PURPOSES;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-01-08
S63 Uniform Securities Agent State Law Examination 1993-09-07
  • S65 Uniform Investment Adviser Law Examination
    1999-01-08
  • S63 Uniform Securities Agent State Law Examination
    1993-09-07
Designations
Other Names
  • Pete Nelson

View on SEC IAPD

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