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30400 Detroit Road Suite 201, Westlake, OH 44145 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-03-21 |
| IN | RA | APPROVED | 2012-11-16 |
| IL | RA | APPROVED | 2012-11-15 |
Branch Locations
222 Indianapolis Blvd Suite 201, Schererville, IN 46375 • United States
30400 Detroit Road Suite 201, Westlake, OH 44145 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hammer Financial Group, Inc. (D.b.a. For Advisory Business) | Schererville | IN | 06/2004 | Present |
| Mercap Securities, Llc | Paoli | PA | 11/2012 | 11/2020 |
| C2P Capital Advisory Group, Llc Dba Prosperity Capital Advisors | Westlake | OH | 11/2012 | Present |
| Innovation Partners Llc | Charlotte | NC | 10/2020 | 01/2025 |
1) Mr. Hammer is a licensed insurance agent conducting business from his registered location. In this capacity, he may offer fixed insurance products including but not to limited life insurance, annuities, disability insurance, long term care insurance and Medicare supplements and receives normal and customary commissions as a result of any sales. In addition, he may receive other compensation such as fixed life trails. Mr. Hammer spends approx. 10 hrs/week during trading hours on this activity. 2) Mr. Hammer is a board member for Peace Lutheran Church. Greg helps with policies, procedures and budget planning. Mr. Hammer spends approximately three hours per month on this activity. This is a non-investment related activity and Greg is not compensated. 3) Mr. Hammer works with the local chapter of the American Financial Education Alliance (AFEA). Mr. Hammer conducts several seminars per month to help eliminate financial illiteracy as part of his marketing efforts. Mr. Hammer spends approximately four hours per month on this activity during non-trading hours. There are no product sales or company names mentioned at these seminars. 4) Mr. Hammer is the Chairman of the Endowment Fund for Peace Lutheran Church. Greg helps make decisions on disbursements and direct contributions. Greg spends approximately one hour per month on this activity during non-trading hours. Greg does not manage the assets and is not compensated for this activity. 5) Mr. Hammer is the treasurer for Ducks Unlimited. Greg helps facilitate and run fund raisers for the organization. Greg spends approximately eight hours per month on this activity during non-trading hours. No compensation is received for this activity. 6) Mr. Hammer sublets office space to an attorney earning rental income. Mr. Hammer spends approx 1 hour per month on this activity. 7) Mr. Hammer is the Owner of Hammer Financial Group which is the operating entity for Mr. Hammer's advisory, tax and insurance business. Mr. Hammer spends approximately forty hours per week during trading hours working under this entity.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-04-29 |
| S63 | Uniform Securities Agent State Law Examination | 1993-09-15 |
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