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Current Employers
Prosperity Capital Advisors

30400 Detroit Road Suite 201, Westlake, OH 44145 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-03-21
IN RA APPROVED 2012-11-16
IL RA APPROVED 2012-11-15
  • TX RA
    APPROVED_RES
    Since 2017-03-21
  • IN RA
    APPROVED
    Since 2012-11-16
  • IL RA
    APPROVED
    Since 2012-11-15

Branch Locations

222 Indianapolis Blvd Suite 201, Schererville, IN 46375 • United States

30400 Detroit Road Suite 201, Westlake, OH 44145 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Hammer Financial Group, Inc. (D.b.a. For Advisory Business) Schererville IN 06/2004 Present
Mercap Securities, Llc Paoli PA 11/2012 11/2020
C2P Capital Advisory Group, Llc Dba Prosperity Capital Advisors Westlake OH 11/2012 Present
Innovation Partners Llc Charlotte NC 10/2020 01/2025
  • 06/2004 → Present
    Hammer Financial Group, Inc. (D.b.a. For Advisory Business)
    Schererville, IN
  • 11/2012 → 11/2020
    Mercap Securities, Llc
    Paoli, PA
  • 11/2012 → Present
    C2P Capital Advisory Group, Llc Dba Prosperity Capital Advisors
    Westlake, OH
  • 10/2020 → 01/2025
    Innovation Partners Llc
    Charlotte, NC
Previous Registrations
  • 2011-10-03 → 2012-11-06
    Schaumburg, IL
  • 2008-05-20 → 2011-09-30
    Workman Securities Corporation
    Schererville, IN
    Schererville, IN
    Eden Prairie, MN
Other Businesses

1) Mr. Hammer is a licensed insurance agent conducting business from his registered location. In this capacity, he may offer fixed insurance products including but not to limited life insurance, annuities, disability insurance, long term care insurance and Medicare supplements and receives normal and customary commissions as a result of any sales. In addition, he may receive other compensation such as fixed life trails. Mr. Hammer spends approx. 10 hrs/week during trading hours on this activity. 2) Mr. Hammer is a board member for Peace Lutheran Church. Greg helps with policies, procedures and budget planning. Mr. Hammer spends approximately three hours per month on this activity. This is a non-investment related activity and Greg is not compensated. 3) Mr. Hammer works with the local chapter of the American Financial Education Alliance (AFEA). Mr. Hammer conducts several seminars per month to help eliminate financial illiteracy as part of his marketing efforts. Mr. Hammer spends approximately four hours per month on this activity during non-trading hours. There are no product sales or company names mentioned at these seminars. 4) Mr. Hammer is the Chairman of the Endowment Fund for Peace Lutheran Church. Greg helps make decisions on disbursements and direct contributions. Greg spends approximately one hour per month on this activity during non-trading hours. Greg does not manage the assets and is not compensated for this activity. 5) Mr. Hammer is the treasurer for Ducks Unlimited. Greg helps facilitate and run fund raisers for the organization. Greg spends approximately eight hours per month on this activity during non-trading hours. No compensation is received for this activity. 6) Mr. Hammer sublets office space to an attorney earning rental income. Mr. Hammer spends approx 1 hour per month on this activity. 7) Mr. Hammer is the Owner of Hammer Financial Group which is the operating entity for Mr. Hammer's advisory, tax and insurance business. Mr. Hammer spends approximately forty hours per week during trading hours working under this entity.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-04-29
S63 Uniform Securities Agent State Law Examination 1993-09-15
  • S65 Uniform Investment Adviser Law Examination
    2008-04-29
  • S63 Uniform Securities Agent State Law Examination
    1993-09-15
Other Names
  • Greg Hammer
  • Gregory Scott Hammer

View on SEC IAPD

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