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475 Springfield Ave, Summit, NJ 07901 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2023-02-21 |
Branch Locations
475 Springfield Ave, Summit, NJ 07901 • United States
296 North Main Street, East Longmeadow, MA 01028 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lincoln Financial Securities Corporation | East Longmeadow | MA | 07/2008 | 10/2018 |
| Modern Capital Advisors, Llc | Mount Pleasant | SC | 11/2018 | 01/2023 |
| Liberty Partners Financial Services, Llc | Mount Pleasant | SC | 11/2018 | 01/2023 |
| The Leaders Group, Inc. | Littleton | CO | 01/2023 | Present |
| Tlg Advisors, Inc. | Littleton | CO | 01/2023 | Present |
| Frontier Brokerage Insurance Services, Llc | Longmeadow | MA | 01/2023 | Present |
1.) TLG ADVISORS INC - 1/11/2023 - 26 W Dry Creek Circle, Suite 800, Littleton, CO 80120 - IAR, Invt Rel, RA business, 10 hrs/mo; 10 hrs/mo (during trading hours). 2.) FRONTIER BROKERAGE INS SERVICES LLC - 1/11/2023 - 296 N Main Street, East Longmeadow, MA 01028 - Wholesale distribution, wholesale distribution of financial products, Invt Rel, Insurance business, 80 hrs/mo; 80 hrs/mo (during trading hours). 3.) M.F. VAN VALKENBURG FINANCIAL SERVICES - 10/9/1999 - 296 N Main Street, East Longmeadow, MA 01028 - Agent, Sale of fixed insurance and annuity products, Invt Rel, Insurance business, 40 hrs/mo; 40 hrs/mo (during trading hours). 4.) INTEGRATED WEALTH STRATEGIES GROUP - 2/2/2006 - 296 N Main Street, East Longmeadow, MA 01028 - Agent, Sale of fixed insurance and annuity products, Invt Rel, Insurance business, 40 hrs/mo; 40 hrs/mo (during trading hours).
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-01-28 |
| S63 | Uniform Securities Agent State Law Examination | 1993-10-26 |
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