Peter Morgan Tracz

Current Employers

Employment History

• 07/2006 → 03/2019
  Questar Asset Mamagment
  Minneapolis, MN
• 12/2006 → 03/2019
  Questar Capital Corporation
  Minneapolis, MN
• 03/2019 → Present
  Woodbury Financial Services, Inc.
  Arlington Heights, IL
• 03/2019 → 01/2024
  Woodbury Financial Services, Inc.
  Arlington Heights, IL
• 01/2024 → Present
  Osaic Wealth, Inc.
  Arlington Heights, IL

Previous Registrations

• 2019-03-01 → 2024-01-19
  Woodbury Financial Services, Inc.
  Arlington Heights, IL
• 2006-07-13 → 2019-03-01
  Questar Asset Management, Inc.
  Minneapolis, MN
  Oakbrook, IL
• 2004-01-08 → 2006-06-16
  Usallianz Securities, Inc.
  Oakbrook, IL
  Roseville, MN
• 2003-07-08 → 2004-01-15
  Ameriprise Advisor Services, Inc.
  Oaklawn, IL

Other Businesses

1. PETER TRACZ- INSURANCE POSITION: Financial Advisor/Sole Proprietor NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2019 ADDRESS: 1613 N. Chicago Ave, Arlington Heights IL 60004, United States DESCRIPTION: I am an Financial Advisor who helps create retirement plans and works almost exclusively with securities in my client's brokerage accounts such as ETF's, individual stocks, bonds and mutual funds. I have the licenses and ability to use insurance products as a solution but do not use them very often, if at all. I have one fixed annuity with Athene. I have a handful RILA's and FIA's with Mass Mutual and Prudential.

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-11-13
• S63 Uniform Securities Agent State Law Examination
  1993-09-22