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Alax Gittler

Ubs Financial Services Inc.

Coral Gables, FL

Mountain Village, CO

Miami Beach, FL

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2023-05-03
FL RA APPROVED 2015-12-14
TX RA APPROVED 2015-12-01
  • CO RA
    APPROVED
    Since 2023-05-03
  • FL RA
    APPROVED
    Since 2015-12-14
  • TX RA
    APPROVED
    Since 2015-12-01

Branch Locations

4225 Ponce De Leon Blvd Suite 500, Coral Gables, FL 33146 • United States

Mountain Village, CO • United States

Miami Beach, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Coral Gables FL 12/2015 Present
Previous Registrations
  • 2003-01-17 → 2015-12-21
    Credit Suisse Securities (Usa) Llc
    Miami, FL
    Irvine, CA
    Miami, FL
  • 1999-09-01 → 2003-01-17
    Pershing Llc
    Miami, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-11-18
S63 Uniform Securities Agent State Law Examination 1997-03-07
  • S66 Uniform Combined State Law Examination
    1999-11-18
  • S63 Uniform Securities Agent State Law Examination
    1997-03-07
Other Names
  • Alax Gittler

View on SEC IAPD

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