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Lisa L Charkoudian-Barry

Gotham Asset Management, LLC

New York, NY

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Current Employers
Gotham Asset Management, Llc

300 Park Avenue 24Th Floor, New York, NY 10022-6143 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2016-02-02
  • NJ RA
    APPROVED
    Since 2016-02-02

Branch Locations

300 Park Avenue 24Th Floor, New York, NY 10022-6143 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Foreside Funds Distributors Llc Berwyn PA 07/2013 Present
Gotham Asset Management, Llc New York NY 07/2013 Present
Previous Registrations
Other Businesses

GOTHAM ASSET MANAGEMENT, LLC, NEW YORK, NY; INVESTMENT RELATED; HEAD OF WEALTH MANAGEMENT, 160 HOURS PER MONTH, ALL DURING SECURITY TRADING HOURS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-02-16
S63 Uniform Securities Agent State Law Examination 1993-12-13
  • S65 Uniform Investment Adviser Law Examination
    2005-02-16
  • S63 Uniform Securities Agent State Law Examination
    1993-12-13
Other Names
  • Lisa L Charkoudian
  • Lisa Lucine Charkoudian

View on SEC IAPD

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