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Scott David Lile

Merrill Lynch, Pierce, Fenner & Smith Incorporated

The Woodlands, TX

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 1996-01-04
  • TX RA
    APPROVED
    Since 1996-01-04

Branch Locations

9595 Six Pines Dr, The Woodlands, TX 77380 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated The Woodlands TX 08/1995 Present
Bank Of America, N.A. The Woodlands TX 05/2011 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-10-13
S63 Uniform Securities Agent State Law Examination 1993-09-16
  • S65 Uniform Investment Adviser Law Examination
    1995-10-13
  • S63 Uniform Securities Agent State Law Examination
    1993-09-16

View on SEC IAPD

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