Kenneth Alan Benedict

Current Employers

Employment History

• 12/2015 → 09/2023
  Sagepoint Financial, Inc.
  Westlake Village, CA
• 09/2023 → 10/2023
  Osaic Wealth, Inc.
  Newbury Park, CA
• 10/2023 → Present
  Kestra Investment Services, Llc
  Newbury Park, CA
• 10/2023 → Present
  Kestra Advisory Services, Llc
  Newbury Park, CA

Previous Registrations

• 2023-09-01 → 2023-10-08
  Osaic Wealth, Inc.
  Newbury Park, CA
• 2015-12-02 → 2023-09-01
  Osaic Services, Inc.
  Newbury Park, CA
  Thousand Oaks, CA
  Newbury Park, CA
• 2015-02-25 → 2015-12-07
  Pure Financial Advisors, Llc
  Woodland Hills, CA
  San Diego, CA
• 2013-06-26 → 2015-02-04
  Charles Schwab & Co., Inc.
  Encino, CA
• 2011-02-14 → 2013-06-10
  One Capital Management, Llc
  Westlake Village, CA
• 2008-07-21 → 2011-02-03
  Daat Asset Management
  Westlake Village, CA
• 1997-07-08 → 2002-09-10
  Charles Schwab & Co., Inc.
  Laguna Hills, CA

Other Businesses

Name: FINANCIAL POINTE POSITION: Owner/Officer NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 10/03/2023 ADDRESS: 3323 Old Conejo Road, Newbury Park CA 91320 DESCRIPTION: RR Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 10/03/2023 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735 DESCRIPTION: IAR Name: KENNETH BENEDICT - ENROLLED AGENT POSITION: Enrolled Agent NATURE: Tax/Accounting/CPA INVESTMENT RELATED: No # OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/19/2022 ADDRESS: 3323 Old Conejo Road, Newbury Park CA 91320 DESCRIPTION: Enrolled Agent with the IRS - tax preparation and audit defense services NAME: FINANCIAL POINTE POSITION: Owner/Officer NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 10/03/2023 ADDRESS: 3323 Old Conejo Road, Newbury Park CA 91320, United States DESCRIPTION: RR NAME: KENNETH BENEDICT POSITION: Insurance agent NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/01/2015 ADDRESS: 621 Fieldstone Ct, Genoa NV 89411, United States DESCRIPTION: Help clients with insurance needs NAME: RETIREMENT PLANNING TODAY POSITION: Owner NATURE: Education INVESTMENT RELATED: No # OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/31/2016 ADDRESS: 621 Fieldstone Ct, Genoa NV 89411, United States DESCRIPTION: Conduct retirement planning training seminars NAME: KENNETH BENEDICT - ENROLLED AGENT POSITION: Enrolled Agent NATURE: Tax/Accounting/CPA INVESTMENT RELATED: No # OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/19/2022 ADDRESS: 621 Fieldstone Ct, Genoa NV 89411, United States DESCRIPTION: Enrolled Agent with the IRS - tax preparation and audit defense services NAME: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 10/03/2023 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR

Exams

• S63 Uniform Securities Agent State Law Examination
  2013-07-16
• S65 Uniform Investment Adviser Law Examination
  2008-07-19

Designations