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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-03-31 |
| TX | RA | APPROVED_RES | 2025-03-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Foreside Fund Services, Llc | Chicago | IL | 01/2014 | 09/2016 |
| Willis Towers Watson | Chicago | IL | 01/2014 | 09/2016 |
| Northern Trust Bank | Chicago | IL | 06/2017 | 06/2022 |
| Northern Trust Securities. Inc. | Chicago | IL | 06/2017 | 06/2022 |
| None | Elmhurst | IL | 09/2016 | 06/2017 |
| Fidelity Investments | Covington | KY | 06/2022 | Present |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-08-30 |
| S63 | Uniform Securities Agent State Law Examination | 1993-09-03 |
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