Paige Christine Rafferty

Bny Mellon Securities Corporation

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Current Employers

Bny Mellon Securities Corporation

240 Greenwich Street 9Th Floor East, New York, NY 10286-0001 • United States

Current Registrations

Authority	Category	Status	Date
DC	RA	APPROVED	2024-01-19
MD	RA	APPROVED	2024-01-19
MT	RA	APPROVED	2018-05-22
VA	RA	APPROVED	2016-01-20
DE	RA	APPROVED	2014-03-06

DC RA
APPROVED

Since 2024-01-19
MD RA
APPROVED

Since 2024-01-19
MT RA
APPROVED

Since 2018-05-22
VA RA
APPROVED

Since 2016-01-20
DE RA
APPROVED

Since 2014-03-06

Branch Locations

Darnestown, MD • United States

240 Greenwich Street, New York, NY 10286 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mbsc Securities Corporation	New York	NY	11/2013	Present

11/2013 → Present

Mbsc Securities Corporation

New York, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-03-05
S65	Uniform Investment Adviser Law Examination	1996-06-28
S63	Uniform Securities Agent State Law Examination	1994-12-13

S66 Uniform Combined State Law Examination

2014-03-05
S65 Uniform Investment Adviser Law Examination

1996-06-28
S63 Uniform Securities Agent State Law Examination

1994-12-13

Other Names

Paige Christine Jones
Paige Rafferty

View on SEC IAPD

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