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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2022-07-29 |
| FL | RA | APPROVED | 2022-07-01 |
Branch Locations
2000 Westchester Avenue, Purchase, NY 10577-2530 • USA
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameritrade | Omaha | NE | 09/1998 | 01/2021 |
| Ameritrade | Bellevue | NE | 09/1998 | 01/2021 |
| Cambridge Investment Research Inc. | Fairfield | IA | 06/2021 | 05/2022 |
| Cambridge Investment Research Inc. | Fairfield | IA | 06/2021 | 05/2022 |
| Cambridge Investment Research Inc. | Fairfield | IA | 05/2021 | 05/2022 |
| Sabbatical | Papillion | NE | 02/2021 | 04/2021 |
| Morgan Stanley | New York | NY | 05/2022 | Present |
| Td Waterhouse Investor Services, Inc. | Bellevue | NE | 04/2006 | 01/2021 |
*501591 - SNMJ; Investment related - Yes; Holmes beach, FL; Rental Income; Outside cleaning (proprietor, partner, officer, director, employee, trustee, agent); 01/2015; During business hours: 0; After business hours: 4; Labor/Service
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-08-08 |
| S63 | Uniform Securities Agent State Law Examination | 1999-08-13 |
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