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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-06-15 |
| WA | RA | APPROVED | 2009-02-05 |
Branch Locations
225 108Th Avenue Ne Suite 800, Bellevue, WA 98004 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Bellevue | WA | 02/2009 | Present |
LILY DEVI LLC / 7244 92ND AVE SE MERCER ISLAND, WA 98040 / HOLD RENTAL REAL ESTATE / 50% OWNER WITH MY WIFE OWNING OTHER 50% / I HAVE NO DUTIES, SIMPLY OWNERSHIP / START DATE 04/13/2011.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-01-17 |
| S63 | Uniform Securities Agent State Law Examination | 1993-10-29 |
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