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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2011-08-12
MI RA APPROVED 2010-09-30
  • TX RA
    APPROVED
    Since 2011-08-12
  • MI RA
    APPROVED
    Since 2010-09-30

Branch Locations

2723 S State St Ste 320, Ann Arbor, MI 48104 • United States

Ann Arbor, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Ann Arbor MI 05/2009 11/2016
Wells Fargo Clearing Services, Llc Ann Arbor MI 11/2016 Present
Other Businesses

33% OWNERSHIP - DALEVIEW CONSTRUCTION, LLC., 3400 DALEVIEW DRIVE, ANN ARBOR, MI 48105. THE TYPE OF BUSINESS IS NEW HOME CONSTRUCTION. WORKS 10 HOURS PER MONTH AND 0 DURING SECURITIES TRADING HOURS. -

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-08-31
S63 Uniform Securities Agent State Law Examination 1993-10-06
  • S65 Uniform Investment Adviser Law Examination
    2010-08-31
  • S63 Uniform Securities Agent State Law Examination
    1993-10-06

View on SEC IAPD

Other Firms

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