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Mark Allen Seaman

Capital Client Group, Inc.

Los Angeles, CA

Los Angeles, CA

Severna Park, MD

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Current Employers
Capital Client Group, Inc.

333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2013-04-25
  • CA RA
    APPROVED
    Since 2013-04-25

Branch Locations

400 S. Hope Street 20Th Floor, Los Angeles, CA 90071 • United States

333 South Hope Street, 55Th Floor, Los Angeles, CA 90071-1447 • United States

Severna Park, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capital Group / Capital Client Group, Inc. Los Angeles CA 12/2005 Present
  • 12/2005 → Present
    Capital Group / Capital Client Group, Inc.
    Los Angeles, CA
Previous Registrations
  • 1997-01-01 → 2005-12-09
    Legg Mason Wood Walker, Incorporated
    Baltimore, MD
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-09-07
S63 Uniform Securities Agent State Law Examination 1994-02-02
  • S65 Uniform Investment Adviser Law Examination
    1994-09-07
  • S63 Uniform Securities Agent State Law Examination
    1994-02-02
Designations

View on SEC IAPD

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WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA
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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
TLG ADVISORS, INC. · Los Angeles, CA
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NORTHERN TRUST SECURITIES, INC. · LOS ANGELES, CA

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