Todd Aaron Thompson

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2018-11-02

OH RA
APPROVED

Since 2018-11-02

Branch Locations

Sidney, OH • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Thompson Financial Services, Llc	Sidney	OH	06/1984	Present
Signator Investors, Inc.	Sidney	OH	05/2016	11/2018
Royal Alliance Associates, Inc.	Sidney	OH	11/2018	Present

06/1984 → Present

Thompson Financial Services, Llc

Sidney, OH
05/2016 → 11/2018

Signator Investors, Inc.

Sidney, OH
11/2018 → Present

Royal Alliance Associates, Inc.

Sidney, OH

Previous Registrations

2016-05-13 → 2018-11-02

Signator Investors, Inc.

Sidney, OH

Cincinnati, OH
2010-06-30 → 2016-05-13

Transamerica Financial Advisors, Llc

Sidney, OH

St. Petersburg, FL

St. Petersburg, FL

Cincinnati, OH

Sidney, OH

Cincinnati, OH

Other Businesses

1. THOMPSON FINANCIAL SERVICES POSITION: Insurance Producer NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 80 START DATE: 06/01/1984 ADDRESS: 900 E Hoewisher Rd., Sidney OH 45365, United States DESCRIPTION: I sale Medicare Advantage and Medicare Supplement plans to seniors. Fixed Life Insurance. Been about 5 years since I sold life insurance.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2000-01-25

S63 Uniform Securities Agent State Law Examination

2000-01-25

Other Names

Todd A Thompson

View on SEC IAPD