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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2023-09-19 |
| NY | RA | APPROVED | 2021-10-26 |
| TX | RA | APPROVED_RES | 2009-03-06 |
Branch Locations
Sherman, CT • United States
299 Park Avenue 8Th, 9Th, & 11Th Floors, New York, NY 10171 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | New York | NY | 02/2009 | Present |
VICE PRESIDENT ALPHATECH COMMUNICATIONS, INC. (FAMILY BUSINESS) 2)SHARSHERET / 1086 TEANECK RD TEANECK,NJ 07666 / OTHER/ CHARITIES, CULTURAL, EDUCATIONAL & POLITICAL ORGANISATIONS / NATIONAL BREAST CANCER SUPPORT / ADVISOR OR MEMBER OF AN ADVISORY COMMITTEE, IF THE ADVICE GIVEN WILL OR MAY INFLUENCE THE BOARD OR OTHER SENIOR MANAGEMENT OR SUPERVISORY BOARD OF THE ORGANIZATION IN QUESTION / / INVESTMENT SUBCOMMITTEE / START DATE 5/19/2014
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-03-27 |
| S63 | Uniform Securities Agent State Law Examination | 1993-09-24 |
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