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Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2012-01-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wfgia | Alviso | CA | 06/2001 | Present |
| Transamerica Financial Advisors, Llc | Alviso | CA | 01/2012 | Present |
| Center For International Training Cooperation (Citc) | Ho Chi Minh City | 09/2013 | 01/2023 | |
| University Of Chiang Mai | Chiang Mai | 09/2013 | 01/2023 | |
| Promus Group, Inc | San Francisco | CA | 12/2014 | 01/2023 |
| Rental Property | San Francisco | CA | 07/1997 | Present |
| San Francisco Human Services Agency | Foster Parent | CA | 03/2020 | Present |
| Alamo Elementary School | San Francisco | CA | 05/2021 | 01/2023 |
| International Children Assistance Network (Ican) | Milpitas | CA | 09/2021 | Present |
Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. WSB- co-brand utilized by WFG agents (not a WFG company)- not an employee or an officer/director, no compensation International Children Assistance Network (ICAN) / 0921-Present / 532 Valley Way Milpitas, CA 95035 / Treasurer / Humanitarian programs / Hrs. Work Monthly: 60 / Sec Trading Hrs: 1 / Serve as consultant to establish functions related to treasury, finance and accounting, budgeting, and planning, audit. San Francisco Human Services Agency / 0320-Present / Investment Related: No / 170 Otis St San Francisco, CA 94103 / Foster Parent / City Government / Hrs Work Monthly: 60 / Sec Trading Hrs: 0/ Help take care of a child as assigned by the city. Rental Property / 0797-present / INVESTMENT RELATED: NO / 3201 Anza St. San Francisco, CA 94121 / Co-Owner / This is for a rental property / hrs work monthly: 20 / Sec trading hrs: 0 / Sweeping, repair management.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-03-16 |
| S63 | Uniform Securities Agent State Law Examination | 1993-08-20 |
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