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Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2012-01-06
  • CA RA
    APPROVED
    Since 2012-01-06

Branch Locations

2099 Gold Street, Alviso, CA 95002-2028 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wfgia Alviso CA 06/2001 Present
Transamerica Financial Advisors, Llc Alviso CA 01/2012 Present
Center For International Training Cooperation (Citc) Ho Chi Minh City 09/2013 01/2023
University Of Chiang Mai Chiang Mai 09/2013 01/2023
Promus Group, Inc San Francisco CA 12/2014 01/2023
Rental Property San Francisco CA 07/1997 Present
San Francisco Human Services Agency Foster Parent CA 03/2020 Present
Alamo Elementary School San Francisco CA 05/2021 01/2023
International Children Assistance Network (Ican) Milpitas CA 09/2021 Present
  • 06/2001 → Present
    Wfgia
    Alviso, CA
  • 01/2012 → Present
    Alviso, CA
  • 09/2013 → 01/2023
    Center For International Training Cooperation (Citc)
    Ho Chi Minh City
  • 09/2013 → 01/2023
    University Of Chiang Mai
    Chiang Mai
  • 12/2014 → 01/2023
    Promus Group, Inc
    San Francisco, CA
  • 07/1997 → Present
    Rental Property
    San Francisco, CA
  • 03/2020 → Present
    San Francisco Human Services Agency
    Foster Parent, CA
  • 05/2021 → 01/2023
    Alamo Elementary School
    San Francisco, CA
  • 09/2021 → Present
    International Children Assistance Network (Ican)
    Milpitas, CA
Previous Registrations
Other Businesses

Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. WSB- co-brand utilized by WFG agents (not a WFG company)- not an employee or an officer/director, no compensation International Children Assistance Network (ICAN) / 0921-Present / 532 Valley Way Milpitas, CA 95035 / Treasurer / Humanitarian programs / Hrs. Work Monthly: 60 / Sec Trading Hrs: 1 / Serve as consultant to establish functions related to treasury, finance and accounting, budgeting, and planning, audit. San Francisco Human Services Agency / 0320-Present / Investment Related: No / 170 Otis St San Francisco, CA 94103 / Foster Parent / City Government / Hrs Work Monthly: 60 / Sec Trading Hrs: 0/ Help take care of a child as assigned by the city. Rental Property / 0797-present / INVESTMENT RELATED: NO / 3201 Anza St. San Francisco, CA 94121 / Co-Owner / This is for a rental property / hrs work monthly: 20 / Sec trading hrs: 0 / Sweeping, repair management.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-03-16
S63 Uniform Securities Agent State Law Examination 1993-08-20
  • S66 Uniform Combined State Law Examination
    2005-03-16
  • S63 Uniform Securities Agent State Law Examination
    1993-08-20
Other Names
  • Dai C Pham

View on SEC IAPD

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