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Christopher Lee O'COnnell

Northwestern Mutual Investment Services, LLC

Franklin, WI

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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2026-04-30
  • WI RA
    APPROVED
    Since 2026-04-30

Branch Locations

One Northwestern Mutual Way, Franklin, WI 53132 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cavanal Hill Investment Management, Inc. Tulsa OK 06/2006 03/2026
Northwestern Mutual Life Insurance Company Milwaukee WI 03/2026 Present
Northwestern Mutual Investment Services, Llc Franklin WI 04/2026 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2026-06-13
S65 Uniform Investment Adviser Law Examination 2006-05-11
  • S63 Uniform Securities Agent State Law Examination
    2026-06-13
  • S65 Uniform Investment Adviser Law Examination
    2006-05-11
Other Names
  • Christopher Lee Oconnell

View on SEC IAPD

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