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Vaughan Preston O'NEal

Ubs Financial Services Inc.

Boston, MA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2025-11-03
  • IN RA
    APPROVED
    Since 2025-11-03

Branch Locations

One Post Office Square 35Th Floor, Boston, MA 02109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pioneer Funds Distributor, Inc. Boston MA 03/2010 06/2017
Amundi Pioneer Distributor, Inc. Boston MA 07/2017 12/2020
Amundi Distributor Us, Inc. Boston MA 01/2021 04/2025
Ubs Financial Services Inc. Boston MA 10/2025 Present
Unemployed Charlestown MA 04/2025 09/2025
  • 03/2010 → 06/2017
    Pioneer Funds Distributor, Inc.
    Boston, MA
  • 07/2017 → 12/2020
    Amundi Pioneer Distributor, Inc.
    Boston, MA
  • 01/2021 → 04/2025
    Amundi Distributor Us, Inc.
    Boston, MA
  • 10/2025 → Present
    Boston, MA
  • 04/2025 → 09/2025
    Unemployed
    Charlestown, MA
Previous Registrations
  • 2021-01-04 → 2025-04-25
    Amundi Asset Management Us, Inc.
    Boston, MA
  • 2010-06-07 → 2020-12-31
    Amundi Pioneer Institutional Asset Management, Inc.
    Boston, MA
  • 2008-08-04 → 2010-04-26
    Boston, MA
  • 2008-05-29 → 2008-06-24
    Amundi Pioneer Institutional Asset Management, Inc.
    Boston, MA
Other Businesses

As of May 2016, Trustee of 10 Summer Street Condominium Association, located at 10 Summer Street, Charlestown, MA 02129. Responsibilities include administration of the Homeowner's Association. This is not investment related. Will devote one hour per month toward this activity - zero hours during securities trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-05-22
  • S66 Uniform Combined State Law Examination
    2008-05-22
Other Names
  • Vaughan Preston O'NEal
  • Vaughan P Oneal
  • Vaughan P O'NEal
  • Vaughan Preston Oneal

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