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Sean Oakes

Raymond James & Associates, Inc.

Paramus, NJ

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-07-28
  • NJ RA
    APPROVED
    Since 2025-07-28

Branch Locations

61 South Paramus Road Suite 360, Paramus, NJ 07652 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa New York NY 09/2014 05/2025
Tiaa-Cref Individual & Institutional Services, Llc New York NY 09/2014 05/2025
Raymond James & Associates Paramus NJ 07/2025 Present
Unemployed Paramus NJ 06/2025 07/2025
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-05-03
S65 Uniform Investment Adviser Law Examination 1999-07-13
S63 Uniform Securities Agent State Law Examination 1997-02-12
  • S66 Uniform Combined State Law Examination
    2013-05-03
  • S65 Uniform Investment Adviser Law Examination
    1999-07-13
  • S63 Uniform Securities Agent State Law Examination
    1997-02-12
Other Names
  • Sean Robert Oakes

View on SEC IAPD

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