Brian Louis Vallow

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2026-03-08
IL	RA	APPROVED	2024-11-08

TX RA
APPROVED_RES

Since 2026-03-08
IL RA
APPROVED

Since 2024-11-08

Branch Locations

Mokena, IL • United States

15255 S 94Th Avenue Ste 405, Orland Park, IL 60462 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Orland Park	IL	04/2014	11/2016
Wells Fargo Clearing Services, Llc	Orland Park	IL	11/2016	11/2024
Ameriprise Financial Services, Llc	Orland Park	IL	11/2024	Present

04/2014 → 11/2016

Wells Fargo Advisors Llc

Orland Park, IL
11/2016 → 11/2024

Wells Fargo Clearing Services, Llc

Orland Park, IL
11/2024 → Present

Ameriprise Financial Services, Llc

Orland Park, IL

Previous Registrations

2014-04-25 → 2024-11-06

Wells Fargo Clearing Services, Llc

Orland Park, IL
2009-06-01 → 2014-05-08

Morgan Stanley

Orland Park, IL

Orland Park, IL
2007-04-02 → 2009-06-01

Morgan Stanley & Co. Llc

Orland Park, IL
2005-01-18 → 2007-04-02

Morgan Stanley Dw Inc.

Orland Park, IL

Orland Park, IL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2005-01-13
S63	Uniform Securities Agent State Law Examination	2000-04-17

S65 Uniform Investment Adviser Law Examination

2005-01-13
S63 Uniform Securities Agent State Law Examination

2000-04-17

Other Names

Brian L Vallow
Brian Vallow

View on SEC IAPD