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Vance Walter Copenhaver

LPl Enterprise, LLC

Cincinnati, OH

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2025-08-01
  • OH RA
    APPROVED
    Since 2025-08-01

Branch Locations

4030 Smith Road Suite 200 Office 5, Cincinnati, OH 45209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prudential Insurance Company Of America Batavia OH 09/2005 04/2025
Pruco Securities, Llc. Batavia OH 09/2005 04/2025
Lpl Enterprise Llc Columbus OH 07/2025 Present
Unemployed Batavia OH 04/2025 07/2025
  • 09/2005 → 04/2025
    Prudential Insurance Company Of America
    Batavia, OH
  • 09/2005 → 04/2025
    Batavia, OH
  • 07/2025 → Present
    Columbus, OH
  • 04/2025 → 07/2025
    Unemployed
    Batavia, OH
Previous Registrations
  • 2008-10-02 → 2025-04-08
    Cincinnati, OH
    Cincinnati, OH
    Batavia, OH
    Newark, NJ
    Newark, NJ
    Newark, NJ
    Batavia, OH
Other Businesses

1. 07/30/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - INV REL - Batavia, OH - Start Date 07/29/2025 - 160 HRS/MO | 160 HRS/MO DURING TRADING 2. 07/30/2025 - VANCE COPENHAVER N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - INV REL - Batavia, OH - Start Date 07/29/2025 - 160 HRS/MO | 160 HRS/MO DURING TRADING 3. 07/30/2025 - Ken and Luanne Copenhaver - Act in a Fiduciary Capacity - NOT INV REL - Batavia, OH - Start Date 06/28/2021 - 0 HRS/MO | 0 HRS/MO DURING TRADING 4. 07/30/2025 - Jacqueline and Jim Pohlman - Act in a Fiduciary Capacity - NOT INV REL - Batavia, OH - Start Date 06/01/2021 - 0 HRS/MO | 0 HRS/MO DURING TRADING 5. 07/30/2025 - Jack and Lucille Cox - Act in a Fiduciary Capacity - NOT INV REL - Batavia, OH - Start Date 10/01/2014 - 0 HRS/MO | 0 HRS/MO DURING TRADING 6. 07/30/2025 - Ken Copenhaver - Act in a Fiduciary Capacity - NOT INV REL - Batavia, OH - Start Date 02/01/2011 - 0 HRS/MO | 0 HRS/MO DURING TRADING 7. 07/30/2025 - Horse Training - Farm - NOT INV REL - Batavia, OH - Start Date 01/01/2024 - 6 HRS/MO | 0 HRS/MO DURING TRADING 8. 04/17/2026-Seven Hills Financial Group-Financial Advisor-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date-04/20/2026-40hrs/mth-40hrs/mth during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-11-01
S63 Uniform Securities Agent State Law Examination 1993-08-13
  • S65 Uniform Investment Adviser Law Examination
    2005-11-01
  • S63 Uniform Securities Agent State Law Examination
    1993-08-13
Other Names
  • Vance Walter Coperhaver

View on SEC IAPD

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