Hector Noe Hinojosa

Current Employers

Swan Dfw Financial Solutions, Llc

Fort Worth, TX • United States

Current Registrations

Authority	Category	Status	Date
LA	RA	APPROVED	2022-03-28
TX	RA	APPROVED	2015-01-01

LA RA
APPROVED

Since 2022-03-28
TX RA
APPROVED

Since 2015-01-01

Branch Locations

Fort Worth, TX • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
Hinojosa And Associates	Fort Worth	TX	05/2003	Present
First Tee Of Fort Worth	Fort Worth	TX	10/2007	Present
Genesis Alliance	Dallas	TX	04/2011	Present
Financial Education For America	Fort Worth	TX	02/2014	Present
Swan Dfw Financial Solutions, Llc	Fort Worth	TX	11/2014	Present

05/2003 → Present

Hinojosa And Associates

Fort Worth, TX
10/2007 → Present

First Tee Of Fort Worth

Fort Worth, TX
04/2011 → Present

Genesis Alliance

Dallas, TX
02/2014 → Present

Financial Education For America

Fort Worth, TX
11/2014 → Present

Swan Dfw Financial Solutions, Llc

Fort Worth, TX

Previous Registrations

2013-10-07 → 2014-12-17

Planmember Securities Corporation

Carpinteria, CA

Horseshoe Bay, TX

Fort Worth, TX
2011-04-27 → 2013-10-07

Veritrust Financial, Llc

Fort Worth, TX

Austin, TX
2008-06-20 → 2011-01-06

New England Securities

Dallas, TX
2006-07-13 → 2008-06-06

Banc Of America Investment Services, Inc.

Charlotte, NC

Boston, MA

Fort Worth, TX

Boston, MA
2002-12-06 → 2005-05-03

Cetera Investment Advisers Llc

Fort Worth, TX
2002-05-13 → 2002-08-27

Tag Capital Management, Inc.

Arlington, TX

Other Businesses

1. HINOJOSA & ASSOCIATES-7416 MARSARIE COURT, FT. WORTH, TX 76137; INVESTMENT RELATED; FINANCIAL/INSURANCE SALES & SVCS; OWNER/AGENT; START DATE 5/03; 160 HRS/MNTH; 120 HRS/MNTH DURING TRADING. 2. FIRST TEE OF FT. WORTH-1900 ROCKWOOD PARK DR N., FT. WORTH, TX 76114; NONINVESTMENT RELATED; JR. GOLF INSTRUCTION(NONPROFIT ORGANIZATION); BOARD MEMBER; START DATE 10/07; 4 HRS/MNTH; 0 HRS/MNTH DURING TRADING. 3.FINANCIAL EDUCATION FOR AMERICA STARTS TODAY (FEAST);7416 MARSARIE CT FORT WORTH, TX 76137;2/1/2014FOUNDER- EXECUTIVE DIRECTOR; INVESTMENT RELATED;NONPROFIT ORGANIZATION; SPEAKER/PRESENTOR APPROX. NUM.OF HRS/MTH TO THIS BUS:4 NUM OF HRS/MTH BUS DURING TRADING HRS:4 ; . 4. GENESIS ALLIANCE-10805 WALNUT HILL LANE, DALLAS, TX 75238; NONINVESTMENT RELATED; BIBLE STUDIES; BOARD MEMBER, BIBLE STUDY TRAINER; START DATE 4/11; 40 HRS/MNTH; 5 HRS/MNTH DURING TRADING. (5)MINISTERIO NEXT GENERATION; 2001 ROSS AVE, SUITE 2000 DALLAS TX 75201; BOARD OF DIRECTORS; MINISTRY WORK; START 5/6/2014; 2 HRS/MO; 2 HRS/MO DURING TRADING; NIR

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-10-30
S63	Uniform Securities Agent State Law Examination	1993-08-26

S66 Uniform Combined State Law Examination

2006-10-30
S63 Uniform Securities Agent State Law Examination

1993-08-26

Designations

Other Names

Hector N Hinojosa
Hector N Hinojosa

View on SEC IAPD