John Francis Walsh

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2026-05-08
TX	RA	APPROVED	2026-04-30

MA RA
APPROVED

Since 2026-05-08
TX RA
APPROVED

Since 2026-04-30

Branch Locations

50 Braintree Hill Office Park Suite 206, Braintree, MA 02184 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Commonwealth Financial Network	Waltham	MA	07/1993	04/2026
Cetera Wealth Services, Llc	El Segundo	CA	04/2026	Present
Cetera Investment Advisers Llc	Schaumburg	IL	04/2026	Present

07/1993 → 04/2026

Commonwealth Financial Network

Waltham, MA
04/2026 → Present

Cetera Wealth Services, Llc

El Segundo, CA
04/2026 → Present

Cetera Investment Advisers Llc

Schaumburg, IL

Previous Registrations

2001-04-11 → 2026-05-04

Commonwealth Financial Network

Braintree, MA

Braintree, MA
2005-05-02 → 2008-01-07

Lexington Financial Planning Group

Braintree, MA

Other Businesses

1. NAME OF OTHER BUSINESS: LEXINGTON FINANCIAL, INC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES START DATE: 01/1993 POSITION/TITLE/RELATIONSHIP: WEALTH MANAGER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: OFFERING SECURITIES, ADVISORY & INSURANCE BUSINESS;

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1993-10-13

S63 Uniform Securities Agent State Law Examination

1993-10-13

Designations

View on SEC IAPD