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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2025-03-31 |
| TX | RA | APPROVED | 2025-03-31 |
Branch Locations
Lakeside Park, KY • United States
100 Crosby Pkwy, Covington, KY 41015-4325 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisors Llc | Denver | CO | 01/2012 | 12/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Ogden | UT | 12/2017 | 01/2021 |
| Fidelity Investments | Covington | KY | 02/2021 | Present |
| Rains Purinton Babcock Wealth Management | Overlandpark | KS | 03/2012 | 08/2017 |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-12-05 |
| S63 | Uniform Securities Agent State Law Examination | 1993-10-05 |
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