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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-11-04 |
| CA | RA | APPROVED | 2013-10-29 |
| TX | RA | APPROVED | 2013-10-29 |
Branch Locations
2000 Avenue Of The Stars 12Th Floor South, Los Angeles, CA 90067 • United States
12220 El Camino Real Suite 400, San Diego, CA 92130 • United States
1800 North Military Trail Suite 300, Boca Raton, FL 33431 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Los Angeles | CA | 10/2013 | Present |
1) NAME OF OTHER BUSINESS:OCD II, LLC / INVESTMENT RELATED?: Y / ADDRESS: 16886 Charles River Drive, Delray Beach, Florida/ NATURE OF THE BUSINESS: Ownership of property located at 15100 Lincoln Loop, San Diego, CA 92127 / POSITION: Member of a committee with management / supervisor functions / DUTIES: Managing member of LLC/ START DATE: 8/1/22 / HOURS DEVOTED TO BUSINESS: NA 2) NAME OF OTHER BUSINESS:OCD I, LLC / INVESTMENT RELATED?: Y / ADDRESS: 16886 Charles River Drive, Delray Beach, Florida / NATURE OF THE BUSINESS: Ownership of residential real estate property at 1340 S. Beverly Glen Blvd., Los Angeles, CA 90024 / POSITION: Member of a committee with management / supervisor functions / DUTIES: Managing member of LLC/ START DATE: 08/1/22/ HOURS DEVOTED TO BUSINESS: NA
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-29 |
| S63 | Uniform Securities Agent State Law Examination | 1993-09-07 |
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