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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2004-06-24
GA RA APPROVED 2003-04-22
  • TX RA
    APPROVED_RES
    Since 2004-06-24
  • GA RA
    APPROVED
    Since 2003-04-22

Branch Locations

3455 Peachtree Rd Ne, Atlanta, GA 30326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Atlanta GA 02/2000 Present
Bank Of America, Na Atlanta GA 12/2009 Present
  • 02/2000 → Present
    Merrill Lynch
    Atlanta, GA
  • 12/2009 → Present
    Bank Of America, Na
    Atlanta, GA
Other Businesses

I*134512 For profit or not for profit: For-Profit Organization Name of outside business organization: 1T6 Holdings, LLC Investment related: N Address of business: Las Vegas, Nevada 89148 Nature of business: LLC, Position, title, association: Family Held, Start date of relationship: 10/12/2020 Number of hours devoted: 8 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: This LLC has been established for Trust and Estate Planning Purposes. I am a member and manager.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-07-19
S63 Uniform Securities Agent State Law Examination 1993-09-07
  • S65 Uniform Investment Adviser Law Examination
    2000-07-19
  • S63 Uniform Securities Agent State Law Examination
    1993-09-07
Other Names
  • Ron Hughes
  • Ronald Justice Jr Hughes

View on SEC IAPD

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