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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2017-05-03 |
| TX | RA | APPROVED | 2017-05-03 |
Branch Locations
2029 Century Park East, Floor 37, Los Angeles, CA 90067 • United States
601 S. Figueroa Street Floor 35, Los Angeles, CA 90017 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Los Angeles | CA | 10/2008 | 05/2017 |
| Jpmorgan Chase Bank Na | Los Angeles | CA | 05/2017 | Present |
| Jpmorgan Securities Llc | Los Angeles | CA | 05/2017 | Present |
| Culver City Police Department | Culver City | CA | 07/2003 | Present |
Entity Name: Culver City Police Department Investment related: No Address: Culver City California Nature of the other business: N/A Position/Title/Relationship: Reserve Police Officer Start Date: 01-Jul-2003 Approximate # of hours a month: 20 years Approximate # of hours during securities trading hours: none Briefly describe your duties: fighting for truth, justice in the American way. 20 hours per month Effective 6/15/2018 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-09-28 |
| S63 | Uniform Securities Agent State Law Examination | 1993-09-10 |
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