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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2021-11-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metropolitan Life Insurance Company | Timonium | MD | 04/1993 | 11/2021 |
| Metlife Securities Inc. | Timonium | MD | 04/1993 | 11/2021 |
| Massmutual Life Insurance Co | Hunt Valley | MD | 07/2016 | 10/2021 |
| Mml Investors Services, Llc | Hunt Valley | MD | 03/2017 | 10/2021 |
| Lpl Financial Llc | Baltimore | MD | 11/2021 | Present |
1)09/30/2021 - Pomona Investment Services - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 11/2021 - 160 Hr/Mth 2)11/16/2021 - Pomona Investment Services - Non-Variable Insurance - Sole Proprietor - Inv Rel - At Reported Business Location(s) - Start: 09/2021 - 5 Hr/Mth 3)09/30/2021 - Non-Variable Insurance - Insurance Sales - Inv Rel - Pikesville, MD - Start: 2001
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1997-04-29 |
| S65 | Uniform Investment Adviser Law Examination | 1996-09-27 |
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