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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2009-01-07 |
Branch Locations
One Post Office Square, Boston, MA 02109 • United States
Concord, NH • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Boston | MA | 11/2008 | Present |
1)HOLY FAMILY ACADEMY / 49 ASHLAND STREET MANCHESTER NH 03104 / EDUCATION / EDUCATION / MEMBER OF BOARD OF DIRECTORS / BOARD MEMBER / START DATE 05/04/2011.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-05-06 |
| S63 | Uniform Securities Agent State Law Examination | 1993-12-01 |
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