Best Investors
Account
Sign in
Best Investors
Account
Sign in
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-10-06 |
| CA | RA | APPROVED | 2020-08-24 |
Branch Locations
16000 Los Gatos Boulevard, Los Gatos, CA 95032 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nb Securities, Llc | San Francisco | CA | 01/2016 | 01/2017 |
| U.S. Core Holdings, Llc | San Francisco | CA | 10/2015 | 11/2018 |
| Nb Wealth Management, Llc | San Francisco | CA | 06/2016 | 07/2017 |
| Portsmouth Financial Services, Inc. | San Francisco | CA | 08/2016 | 02/2019 |
| Ameriprise Financial Services, Inc. | Redwood City | CA | 02/2019 | 08/2020 |
| Morgan Stanley Smith Barney Llc | Los Gatos | CA | 08/2020 | Present |
| Morgan Stanley Smith Barney Llc | San Jose | CA | 08/2020 | 09/2021 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-10-10 |
| S63 | Uniform Securities Agent State Law Examination | 1993-10-29 |
Reach out to this advisor