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Rohit K Bhalla

Sanctuary Advisors, LLC

Short Hills, NJ

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Current Employers
Sanctuary Advisors, Llc

1450 Brickell Avenue Suite 2610, Miami, FL 33131 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-05-12
TX RA APPROVED 2023-05-12
  • NJ RA
    APPROVED
    Since 2023-05-12
  • TX RA
    APPROVED
    Since 2023-05-12

Branch Locations

51 Jfk Parkway Suite 110, Short Hills, NJ 07078 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Newark NJ 12/2001 03/2017
Bank Of America, Na Newark NJ 12/2009 03/2017
Morgan Stanley Short Hills NJ 03/2017 05/2023
Morgan Stanley Private Bank, National Association New York NY 04/2017 05/2023
Sanctuary Securities, Inc. Short Hills NJ 05/2023 Present
Sanctuary Advisors Llc Short Hills NJ 05/2023 Present
Morgan Stanley Private Bank, N.A New York NY 04/2017 Present
  • 12/2001 → 03/2017
    Merrill Lynch
    Newark, NJ
  • 12/2009 → 03/2017
    Bank Of America, Na
    Newark, NJ
  • 03/2017 → 05/2023
    Morgan Stanley
    Short Hills, NJ
  • 04/2017 → 05/2023
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 05/2023 → Present
    Sanctuary Securities, Inc.
    Short Hills, NJ
  • 05/2023 → Present
    Sanctuary Advisors Llc
    Short Hills, NJ
  • 04/2017 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-01-29
S63 Uniform Securities Agent State Law Examination 1994-05-25
  • S65 Uniform Investment Adviser Law Examination
    2002-01-29
  • S63 Uniform Securities Agent State Law Examination
    1994-05-25
Other Names
  • Rohit Bhalla
  • Rohit K Bhalla
  • Rohitash K Bhalla

View on SEC IAPD

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