Best Investors Account Sign in

Leon T Worthy

J.P. Morgan Securities LLC

Oakland, CA

Claim This Profile
Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-03-03
CA RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2014-03-03
  • CA RA
    APPROVED
    Since 2012-10-01

Branch Locations

5114 Broadway, Oakland, CA 94611 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Oakland CA 10/2012 Present
Jpmorgan Chase Bank, N.A. Oakland CA 06/1995 Present
Previous Registrations
  • 2009-05-02 → 2012-10-01
    Chase Investment Services Corp.
    San Pablo, CA
    Oakland, CA
    Oakland, CA
    San Pablo, CA
    Berkeley, CA
    Oakland, CA
    Berkeley, CA
    Oakland, CA
    Berkeley, CA
    Oakland, CA
    Berkeley, CA
  • 2006-02-17 → 2009-05-02
    Wamu Investments, Inc.
    San Pablo, CA
    Oakland, CA
    Oakland, CA
    Oakland, CA
    Oakland, CA
    El Cerrito, CA
    Oakland, CA
    Oakland, CA
    Richmond, CA
    Richmond, CA
    Oakland, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-10-21
  • S63 Uniform Securities Agent State Law Examination
    1993-10-21
Other Names
  • Leon Trotman Worthy

View on SEC IAPD

Other Firms

INFINITY FINANCIAL SERVICES ADVISORY
CETERA INVESTMENT ADVISERS LLC
HOODOO
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
STATE FARM INVESTMENT MANAGEMENT CORP.
FM CAPITAL GROUP
FULL SPECTRUM CAPITAL MANAGEMENT COMPANY, LLC
FINANCIAL AVENGERS, INC.

Other Investors

GREGORY BURTON GILBERT
STERLING CARMEN HIRSCH
Mark CHRISTOPHER DeVito
Daire Peter Heneghan
Roscoe Herman Harris
AARON KURT PHILLIPS
WILLIAM STUART MONSTED
Randall w Silvey

Other Offices

INFINITY FINANCIAL SERVICES ADVISORY · OAKLAND, CA
CETERA INVESTMENT ADVISERS LLC · OAKLAND, CA
HOODOO · OAKLAND, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · OAKLAND, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Oakland, CA
FM CAPITAL GROUP · OAKLAND, CA
FULL SPECTRUM CAPITAL MANAGEMENT COMPANY, LLC · OAKLAND, CA
FINANCIAL AVENGERS, INC. · OAKLAND, CA

More in Oakland, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor