Kurt H Klingenberg

Current Employers

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2022-04-04

TX RA
APPROVED_RES

Since 2022-04-04

Branch Locations

14850 N. Scottsdale Road Suite 155, Scottsdale, AZ 85254 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Raymond James And Associates	Tempe	AZ	03/2016	09/2020
Raymond James & Associates, Inc.	Scottsdale	AZ	09/2020	Present

03/2016 → 09/2020

Raymond James And Associates

Tempe, AZ
09/2020 → Present

Raymond James & Associates, Inc.

Scottsdale, AZ

Other Businesses

(1)Name of Business: C & C Property Holdings LLC Address: 9834 n 66th place, paridise valley, AZ, 85253, United States Activity Type: Business Owner Position/Title: Other Investment Related: Yes Start Date: 08/03/2020 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: own a family home (2)Name of Business: rk family limited partnership Address: 9834 n 66th place, scottsdale, AZ, 85253, United States Activity Type: Business Owner Position/Title: Partner Investment Related: Yes Start Date: 08/03/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: managing partner of this family partnership

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-06-09
S63	Uniform Securities Agent State Law Examination	1993-11-15

S66 Uniform Combined State Law Examination

2017-06-09
S63 Uniform Securities Agent State Law Examination

1993-11-15