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8 Third Street North, Great Falls, MT 59401 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-10-10 |
| CA | RA | APPROVED | 2013-11-25 |
Branch Locations
697 E. Foothill Boulevard, Suite D, Claremont, CA 91711 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| D.A. Davidson & Co. | Claremont | CA | 11/2013 | Present |
1) CALIFORNIA STATE ATHLETIC DEPT; NON-INVESTMENT RELATED; 2005 EVERGREEN STREET# 2010, SACRAMENTO , CA 95815; STATE GOVERNMENT ATHLETIC COMMISSION; ATHLETIC INSPECTOR; STARTING 7/3/2006; APPROX. 12 HOURS DEVOTED PER MONTH. ZERO HOURS DURING MARKET HOURS. I ENSURE HEALTH AND SAFETY OF ATHLETICS IN COMBAT SPORTS. 2) RENTAL PROPERTIES; NON-INVESTMENT RELATED; 11985 STEGMEIR DR., RANCHO CUCAMONGA, CA 91739 AND 2191 N. ARROWHEAD AVE., RIALTO, CA 92377; OWNER/LANDLORD; STARTING 1/3/2000 AND 4/1/1983, RESPECTIVELY; LESS THAN ONE HR/MONTH DEVOTED TO THIS ACTIVITY AND NO TIME DURING MARKET TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-02-03 |
| S63 | Uniform Securities Agent State Law Examination | 1993-12-02 |
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