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Robert Douglas Williams

Strategic Advisers LLC

Larkspur, CA

Napa, CA

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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-03-31
TX RA APPROVED_RES 2025-03-31
  • CA RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED_RES
    Since 2025-03-31

Branch Locations

601 Larkspur Landing Circle, Larkspur, CA 94939-1722 • United States

Napa, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Napa CA 09/2014 04/2018
Bank Of America N.A. Napa CA 11/2014 04/2018
Bank Of The West Napa CA 11/2018 12/2020
Bancwest Investment Services, Inc. Napa CA 11/2018 12/2020
Unemployed Napa CA 01/2021 05/2021
Fidelity Investments Larkspur CA 05/2021 Present
Unemployed Napa CA 05/2018 10/2018
Fidelity Investments Boston MA 03/2025 Present
  • 09/2014 → 04/2018
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Napa, CA
  • 11/2014 → 04/2018
    Bank Of America N.A.
    Napa, CA
  • 11/2018 → 12/2020
    Bank Of The West
    Napa, CA
  • 11/2018 → 12/2020
    Bancwest Investment Services, Inc.
    Napa, CA
  • 01/2021 → 05/2021
    Unemployed
    Napa, CA
  • 05/2021 → Present
    Fidelity Investments
    Larkspur, CA
  • 05/2018 → 10/2018
    Unemployed
    Napa, CA
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2021-06-15 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Larkspur, CA
  • 2018-11-26 → 2020-12-31
    Bancwest Investment Services, Inc.
    Napa, CA
    Saint Helena, CA
    Calistoga, CA
    Novato, CA
    Sonoma, CA
    Napa, CA
    Healdsburg, CA
    Petaluma, CA
    Clearlake, CA
    Rohnert Park, CA
    Santa Rosa, CA
    Santa Rosa, CA
  • 2014-10-03 → 2018-04-02
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Napa, CA
    San Rafael, CA
    San Diego, CA
    San Rafael, CA
    San Rafael, CA
  • 2011-05-03 → 2013-10-22
    Credit Suisse Securities (Usa) Llc
    San Francisco, CA
  • 2009-08-19 → 2011-05-09
    Ubs Financial Services Inc.
    San Francisco, CA
    Weehawken, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-08-18
S63 Uniform Securities Agent State Law Examination 1993-08-05
  • S66 Uniform Combined State Law Examination
    2009-08-18
  • S63 Uniform Securities Agent State Law Examination
    1993-08-05
Other Names
  • Doug Williams
  • Doug Williams
  • R. Douglas Williams
  • Robert D Williams
  • Robert Douglas Williams

View on SEC IAPD

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