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Mark Alan Stempel

Encore Wealth Advisors, LLC

Nevada City, CA

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Current Employers
Encore Wealth Advisors, Llc

Nevada City, CA • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2011-01-20
  • CA RA
    APPROVED
    Since 2011-01-20

Branch Locations

Nevada City, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Encore Wealth Advisors, Llc Nevada City CA 09/2001 Present
Other Businesses

1. Name of other business: Margane, LLC; Is business Investment related: The business is invested in passive real estate investments; Address of other business: Fairfax, CA; Nature of other business: Real Estate Investment; Your position: Manager; Title and relationship with other business: passive real estate investor; Start date of relationship: 01/19/2005; Approx. # of hours /month devote to other business: 2/month; Number of hours devoted to other business during securities trading hours: 0; Briefly describe duties: reviewing monthly financial statements and wiring quarterly distributions to members. 2. 1. Name of other business: 14 Maiden, LLC; Is business Investment related: The business is invested in a 4-plex; Address of other business: Fairfax, CA; Nature of other business: Real Estate Investment; Your position: Manager; Start date of relationship: 04/15/2005; Approx. # of hours /month devote to other business: 2/month; Number of hours devoted to other business during securities trading hours: 0; Briefly describe duties: reviewing monthly financial statements and corresponding with property manager.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-22
S63 Uniform Securities Agent State Law Examination 1993-10-12
  • S65 Uniform Investment Adviser Law Examination
    1999-12-22
  • S63 Uniform Securities Agent State Law Examination
    1993-10-12
Designations
Other Names
  • Mark Alan Stampel

View on SEC IAPD

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