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Daniel Joseph Deming

Kkm Financial LLC

Chicago, IL

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Current Employers
Kkm Financial Llc

141 W. Jackson Suite 1711, Chicago, IL 60604 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2015-06-10
  • IL RA
    APPROVED
    Since 2015-06-10

Branch Locations

141 W. Jackson Suite 1711, Chicago, IL 60604 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Kkm Financial, Llc Chicago IL 06/2015 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-06-20
  • S65 Uniform Investment Adviser Law Examination
    2014-06-20
Other Names
  • Dan Deming

View on SEC IAPD

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