David Craig Grossman

Current Employers

Employment History

• 02/2012 → 09/2016
  Deutsche Bank Securities Inc
  Miami, FL
• 09/2016 → 08/2021
  Raymond James & Associates, Inc.
  Miami, FL
• 08/2021 → Present
  Apollon Wealth Management, Llc
  Mt. Pleasant, SC
• 09/2021 → 04/2022
  Purshe Kaplan Sterling Investments
  Albany, NY

Previous Registrations

• 2016-09-06 → 2021-06-07
  Raymond James & Associates, Inc.
  Miami, FL
  Palm Beach, FL
• 2012-02-08 → 2016-09-06
  Deutsche Bank Securities Inc.
  Miami, FL
• 2008-10-21 → 2012-02-07
  Wells Fargo Clearing Services, Llc
  Miami Beach, FL
  Miami, FL
• 2005-01-04 → 2008-09-22
  Citigroup Global Markets Inc.
  North Miami Beach, FL
  Aventura, FL

Other Businesses

1) Fixed Insurance; Investment Related; 19514 South Coquina Way, Weston, FL 33332; Fixed/Traditional Insurance; Title - Agent; Start - 9/2021; 4 Hrs/Mth; 4 During Securities Trading Hrs; Sales of Fixed/Traditional Insurance Products 2) Rbe Partners; Non Investment Related; Same Address; Rental Properties; Owner; Appx 1 Hrs/Mth; 0 Hrs/Mth; Approves leases, insurance and maintenance 3) RBE Investments | Entity for Business Operations; Holding Company for managing revenue and expenses for securities business activity. | No securities business is conducted through this entity, this services solely as a holding company.

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-12-28
• S63 Uniform Securities Agent State Law Examination
  1993-08-31