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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-01-29
FL RA APPROVED 2020-01-27
  • TX RA
    APPROVED
    Since 2020-01-29
  • FL RA
    APPROVED
    Since 2020-01-27

Branch Locations

3801 Pga Blvd Suite 801, Palm Beach Gardens, FL 33410-2757 • United States

Palm Beach Gardens, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Llc Palm Beach Gardens FL 10/2019 Present
Wells Fargo Palm Beach FL 09/2014 10/2019
City National Bank Palm Beach Gardens FL 03/2020 Present
  • 10/2019 → Present
    Palm Beach Gardens, FL
  • 09/2014 → 10/2019
    Wells Fargo
    Palm Beach, FL
  • 03/2020 → Present
    City National Bank
    Palm Beach Gardens, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-01-24
  • S66 Uniform Combined State Law Examination
    2020-01-24

View on SEC IAPD

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