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200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2018-11-14 |
Branch Locations
200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
8434 East Shea Boulevard, Scottsdale, AZ 85260 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Purshe Kaplan Sterling Investments | Albany | NY | 12/2013 | 10/2018 |
| Wealth Trust-Arizona | Scottsdale | AZ | 12/2013 | 10/2018 |
| Hightower Securities Llc | Scottsdale | AZ | 10/2018 | Present |
| Hightower Advisors Llc | Scottsdale | AZ | 10/2018 | Present |
1. INVESTMENT ADVISOR - WEALTHTRUST-ARIZONA START DATE 11/13/06 100% OF TIME DEDICATED. ADDRESS 8434 E. SHEA BLVD, SCOTTSDALE, AZ 85260. 2. FIXED INSURANCE SALES - 11/2013 - INSURANCE AGENT - 8434 E. SHEA BLVD, SCOTTSDALE, AZ 85260 - 4 HRS/MONTH.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-10-07 |
| S63 | Uniform Securities Agent State Law Examination | 1993-08-12 |
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