Joe David Flores

Current Employers

Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	1993-08-03

TX RA
APPROVED

Since 1993-08-03

Branch Locations

Plano, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Axa Advisors, Llc	New York	NY	09/1999	06/2020
Equitable Advisors, Llc	New York	NY	09/1999	Present

09/1999 → 06/2020

Axa Advisors, Llc

New York, NY
09/1999 → Present

Equitable Advisors, Llc

New York, NY

Other Businesses

1) BILTMORE SWIM & RACQUET CLUB HOMEOWNERS ASSOCIATION, 6600 BILTMORE PL PLANO, TX 5023 PO BOX 260493 PLANO, TX 75026, POSTION:DIRECTOR, DUTIES: OVER SEE THE OPERATION AND FINANCIALS OF ASSOCIATIONOVER SEE THE OPERATION AND FINANCIALS OF ASSOCIATION, START, DATE: 4/17/10, 10HRS/MONTH, $0 - NO COMPENSATION. 2) VARIOUS INSURANCE CARRIERS. 3) VARIOUS OUTSIDE INSURANCE/BROKERAGE CONTRACTS

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-01-27
S63	Uniform Securities Agent State Law Examination	1993-08-02

S65 Uniform Investment Adviser Law Examination

1999-01-27
S63 Uniform Securities Agent State Law Examination

1993-08-02

Other Names

J David Flores

View on SEC IAPD