Peter Hung Nguyen

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2018-05-30
VA	RA	APPROVED	2018-04-16

TX RA
APPROVED

Since 2018-05-30
VA RA
APPROVED

Since 2018-04-16

Branch Locations

Reston, VA • United States

8075 Leesburg Pike, Vienna, VA 22182 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Vienna	VA	01/2018	Present
Unemployed	Flint Hill	VA	05/2015	01/2018
Bank Of America, N.A.	Vienna	VA	05/2018	Present

01/2018 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Vienna, VA
05/2015 → 01/2018

Unemployed

Flint Hill, VA
05/2018 → Present

Bank Of America, N.A.

Vienna, VA

Other Businesses

I*112298 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: NORTHERN PIEDMONT COMMUNITY FOUNDATION INVESTMENT RELATED: N ADDRESS OF BUSINESS: CULPEPER, VIRGINIA 22701 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: DIRECTOR, START DATE OF RELATIONSHIP: 6/1/2017 NUMBER OF HOURS DEVOTED: 2 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: NPCF IS A COMMUNITY FOUNDATION THAT SERVES CULPEPER, FAUQUIER, MADISON AND RAPPAHANNOCK COUNTIES. I AM A BOARD MEMBER ON A 3 YEAR TERM.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-04-13
S63	Uniform Securities Agent State Law Examination	1998-10-01

S66 Uniform Combined State Law Examination

2018-04-13
S63 Uniform Securities Agent State Law Examination

1998-10-01

Other Names

Phi Hung Nguyen
Peter Hung Nguyen
Peter Nguyen

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