Sean Mcdonald Carroll

Current Employers

Employment History

• 09/2005 → 03/2020
  Ameriprise Financial Services, Inc.
  Atlanta, GA
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Atlanta, GA

Other Businesses

Business Ownership; Oxygen, Inc; This is a dormant corporation. No activity in this business currently.; Dormant. Not currently used at this time.; 6285 Barfield Rd, Ste 250, Atlanta, GA 30328, ,; Not Investment-Related; 01/01/2012; 0 hours per month; 0 during trading hours / Southeastern Business Endeavors, LLC; Management and oversight; Staffing business; 6285 Barfield Rd, Suite 250, Atlanta, GA, 30328; Not Investment-Related; 04/16/2021; 20 to 39 hours per month; 20 to 39 during trading hours / Forged Management; Oversight and management; Aircraft leasing company; 811 Indian Hills Pkwy, , Marietta, GA, 30068; Not Investment-Related; 07/20/2021; 1 to 9 hours per month; 0 during trading hours / Ptarmigan Endeavors, LLC; Oversight and management; This is to purchase an aircraft. No income will come to this business.; 811 Indian Hills Pkwy, , Marietta, GA, 30068; Not Investment-Related; 03/26/2021; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Southeastern Business Endeavors, LLC; CEO - Oversight and management of employees and organization; Staffing business. This is duplicate OBA.; 6285 Barfield Rd, Suite 250, Atlanta, GA, 30328; Not Investment-Related; 04/16/2021; 10 to 19 hours per month; 10 to 19 during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2013-03-04
• S63 Uniform Securities Agent State Law Examination
  1993-11-22