Best Investors Account Sign in

John Michael Murphy

Stifel, Nicolaus & Company, Incorporated

Palm Beach Gardens, FL

Claim This Profile
Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-02-04
TX RA APPROVED_RES 2022-02-04
  • FL RA
    APPROVED
    Since 2022-02-04
  • TX RA
    APPROVED_RES
    Since 2022-02-04

Branch Locations

3835 Pga Blvd. Suite 701, Palm Beach Gardens, FL 33410 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Palm Beach Gardens FL 11/2013 02/2022
Stifel Nicolaus & Co Inc Palm Beach Gardens FL 02/2022 Present
  • 11/2013 → 02/2022
    Ubs Financial Services Inc
    Palm Beach Gardens, FL
  • 02/2022 → Present
    Stifel Nicolaus & Co Inc
    Palm Beach Gardens, FL
Previous Registrations
  • 2011-02-24 → 2022-02-11
    Ubs Financial Services Inc.
    West Palm Beach, FL
    Palm Beach Gardens, FL
  • 2009-06-01 → 2011-03-03
    Morgan Stanley
    North Palm Beach, FL
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    North Palm Beach, FL
  • 1994-04-01 → 2007-04-02
    Morgan Stanley Dw Inc.
    North Palm Beach, FL
    N. Palm Beach, FL
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-05-05
  • S63 Uniform Securities Agent State Law Examination
    1994-05-05
Designations
Other Names
  • John M Murphy

View on SEC IAPD

More in Palm Beach Gardens, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor