Richard Scott Jones

Current Employers

Employment History

• 02/2008 → Present
  D/B/A Financial Strategies Group
  Edina, MN
• 05/2008 → 09/2022
  First Allied Securities, Inc.
  Edina, MN
• 05/2008 → 11/2020
  First Allied Advisory Services, Inc.
  Edina, MN
• 11/2020 → 11/2022
  First Allied Advisory Services
  Schaumburg, IL
• 09/2022 → Present
  Cetera Advisors Llc
  St Cloud, MN
• 10/2023 → Present
  Tonka Financial Services
  Minnitonka, MN
• 11/2020 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2013-11-05 → 2020-11-12
  First Allied Advisory Services, Inc.
  Edina, MN

Other Businesses

1.)RICHARD JONES; INSURANCE; START DATE:2/25/2008 2.)ALPHA KAPPA PSI ALUMNI CHAPTER; NON-PROFIT ORGANIZATION; START DATE:2/25/2008 3.)FINANCIAL STRATEGIES GROUP; PARTNER; DBA; START DATE:6/2/2008 4.) PRODUCER INSIGHT PANEL; INDEPENDENT CONTRACTOR; CONSULTING (DESCRIBE TOPIC UNDER OTHER); START DATE 01/01/2012. 5) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 09/2023, APX NUMBER OF HOURS PER WEEK: VARIES, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT , BRIEF DESCRIPTION OF DUTIES: SELLS HEALTH; 6) NAME OF OTHER BUSINESS: TONKA FINANCIAL SERVICES, INVESTMENT RELATED: YES, ADDRESS: 1811 TRAYMORE RD, MINNETONKA, MN, 55305, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 10/2023, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 20, APX NUMBER OF HOURS DURING TRADING HOURS:20, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams

• S63 Uniform Securities Agent State Law Examination
  1993-08-02

Other Names

• Richard S Jones